Filing Details
- Accession Number:
- 0001144204-10-019237
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-04-09 13:00:00
- Reporting Period:
- 2008-12-02
- Filing Date:
- 2010-04-09
- Accepted Time:
- 2010-04-09 06:05:14
- Original Submission Date:
- 2008-12-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368993 | Wafergen Bio-Systems Inc. | WGBS.OB | Laboratory Analytical Instruments (3826) | 203699764 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435645 | Alnoor Shivji | C/O Wafergen Bio-Systems, Inc., 46531 Fremont Blvd. Fremont CA 94538 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-12-02 | 1,000 | $0.95 | 1,749,038 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
| Common Stock | Acquisiton | 2008-12-03 | 1,000 | $0.75 | 1,750,038 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
| No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,253,520 | Direct |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2008.
- 9,750 shares were erroneously omitted from the total in the Amount of Securities Beneficially Owned Following Reported Transaction(s) columns of Table I on the original Form 4 and six (6) Forms 4 filed by the reporting person on the following dates: December 11, 2008; December 18, 2008; December 29, 2008; January 2, 2009; January 8, 2009; and January 15, 2009.
Billionaire Hedge Funds
