Filing Details
- Accession Number:
- 0000947871-10-000524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-26 13:00:00
- Reporting Period:
- 2009-04-30
- Filing Date:
- 2010-04-26
- Accepted Time:
- 2010-04-26 11:52:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486952 | Dominique Semon | 424 West 33Rd Street, Ste 520 New York NY 10001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-12-11 | 1,508,051 | $2.02 | 0 | No | 4 | S | Indirect | See footnotes |
Common Stock | Acquisiton | 2010-02-25 | 3,398,300 | $0.22 | 3,398,300 | No | 4 | X | Indirect | See footnotes |
Common Stock | Disposition | 2010-02-25 | 793,803 | $0.94 | 2,604,497 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | X | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Preferred Stock | Options | Acquisiton | 2009-04-30 | 169,914 | $0.00 | 169,914 | $2.20 |
Warrants | Options | Acquisiton | 2009-04-30 | 1,699,140 | $0.00 | 1,699,140 | $0.00 |
Common Stock | Warrants | Acquisiton | 2009-04-30 | 3,398,300 | $0.13 | 3,398,300 | $0.22 |
Preferred Stock | Options | Disposition | 2009-10-27 | 169,914 | $0.00 | 169,914 | $2.20 |
Warrants | Options | Disposition | 2009-10-27 | 1,699,140 | $0.00 | 1,699,140 | $0.00 |
Common Stock | Warrants | Acquisiton | 2009-10-27 | 1,699,140 | $0.00 | 1,699,140 | $0.22 |
Common Stock | Preferred Stock | Acquisiton | 2009-10-27 | 169,914 | $2.20 | 1,699,140 | $2.20 |
Common Stock | Warrants | Disposition | 2010-02-25 | 3,398,300 | $0.13 | 3,398,300 | $0.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
169,914 | 2009-04-30 | 2016-04-03 | No | 4 | P | Indirect |
1,699,140 | 2009-04-30 | 2016-04-03 | No | 4 | P | Indirect |
3,398,300 | 2009-04-30 | 2016-04-03 | No | 4 | P | Indirect |
0 | 2009-04-30 | 2016-10-31 | No | 4 | X | Indirect |
0 | 2009-04-30 | 2016-10-31 | No | 4 | X | Indirect |
5,097,440 | 2010-10-27 | 2016-10-31 | No | 4 | X | Indirect |
509,744 | 2010-10-27 | No | 4 | X | Indirect | |
1,699,140 | 2009-04-30 | 2016-04-03 | No | 4 | X | Indirect |
Footnotes
- On December 11, 2009 Nexus Gemini L.P. ("Gemini") and Merlin Nexus II, L.P. ("Nexus II") sold 1,000,000 and 508,051 shares of Common Stock, respectively.
- The Reporting Person is the managing member of Nexus Gemini Advisors, LLC and Merlin Biomed Private Equity Advisors, LLC, the investment advisors to Gemini,Nexus II, and Merlin Nexus III, L.P. ("the Funds"). The Funds own direct interests in the reported securities.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- On April 30, 2009 Gemini and Nexus III acquired 1,399,300 and 1,999,000 warrants respectively. Each warrant was exercisable to purchase one share of commonstock. On February 25, 2010 Gemini and Nexus III exercised 1,399,300 and 1,999,000 warrants, respectively, and thereby acquired 1,399,300 and 1,999,000shares of common stock, respectively. Also on February 25, 2010, Gemini and Nexus III sold 326,860 and 466,943 shares of common stock, respectively.
- On April 30, 2009 Gemini and Nexus III acquired options to purchase preferred stock and warrants. Gemini's option allowed it to purchase 69,964 shares of preferredstock, each convertible into 10 shares of common stock, and 699,640 warrants, each exercisable to purchase one share of common stock. Nexus III's option allowedit to purchase 99,950 shares of preferred stock, each share convertible into 10 shares of common stock, and 999,500 warrants, each exercisable to purchase oneshare of common stock. On October 27, 2009 Gemini and Nexus III exercised their options to acquire, respectively, 699,640 and 999,500 warrants and 69,964 and99,950 shares of preferred stock.
- No Expiration Date for these Preferred Shares.