Filing Details
- Accession Number:
- 0001144204-10-019257
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-04-09 13:00:00
- Reporting Period:
- 2008-05-21
- Filing Date:
- 2010-04-09
- Accepted Time:
- 2010-04-09 06:16:42
- Original Submission Date:
- 2008-07-24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368993 | Wafergen Bio-Systems Inc. | WGBS.OB | Laboratory Analytical Instruments (3826) | 203699764 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435645 | Alnoor Shivji | C/O Wafergen Bio-Systems, Inc., 46531 Fremont Blvd. Fremont CA 94538 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-05-21 | 1,500 | $2.50 | 1,738,288 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-05-22 | 750 | $2.50 | 1,740,538 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-05-28 | 750 | $2.25 | 1,741,288 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-05-29 | 250 | $2.35 | 1,741,538 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-05-29 | 500 | $2.45 | 1,742,038 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-04 | 750 | $2.38 | 1,742,788 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-05 | 750 | $2.37 | 1,743,538 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-11 | 607 | $2.25 | 1,744,145 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-11 | 70 | $2.45 | 1,744,215 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-11 | 73 | $2.50 | 1,744,288 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-12 | 200 | $2.35 | 1,744,488 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-12 | 550 | $2.45 | 1,745,038 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-18 | 750 | $2.45 | 1,745,788 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-19 | 600 | $2.30 | 1,746,388 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-19 | 150 | $2.45 | 1,746,538 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-25 | 280 | $2.45 | 1,746,818 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-25 | 170 | $2.47 | 1,746,988 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-25 | 150 | $2.48 | 1,747,138 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-25 | 150 | $2.50 | 1,747,288 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-26 | 500 | $2.30 | 1,747,788 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Common Stock | Acquisiton | 2008-06-26 | 250 | $2.35 | 1,748,038 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,253,520 | Direct |
Footnotes
- The original Form 4 omitted disclosure in Table I of the shares of common stock beneficially owned by the reporting person directly. These direct holdings were also erroneously omitted from Table I of seventeen (17) Forms 4 filed by the reporting person on the following dates: July 24, 2008; December 4, 2008; December 11, 2008; December 18, 2008; December 29, 2008; January 2, 2009; January 8, 2009; January 15, 2009; January 22, 2009; January 30, 2009; February 5, 2009; February 12, 2009; February 19, 2009; February 26, 2009; March 13, 2009 (both Forms 4 filed on that date; and March 23, 2009.