Filing Details
- Accession Number:
- 0001144204-10-019247
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-04-09 13:00:00
- Reporting Period:
- 2008-12-30
- Filing Date:
- 2010-04-09
- Accepted Time:
- 2010-04-09 06:09:33
- Original Submission Date:
- 2009-01-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368993 | Wafergen Bio-Systems Inc. | WGBS.OB | Laboratory Analytical Instruments (3826) | 203699764 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435645 | Alnoor Shivji | C/O Wafergen Bio-Systems, Inc., 46531 Fremont Blvd. Fremont CA 94538 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-12-30 | 2,693 | $1.17 | 1,713,731 | No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Shivji Family Trust dtd June 12, 2000 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,253,520 | Direct | |
Common Stock | 15,000 | Indirect | By Jameel Shivji Irrevocable Trust U/A dtd 12/30/04 |
Common Stock | 15,000 | Indirect | By Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00 |
Common Stock | 15,000 | Indirect | By Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00 |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2008.
- Due to a typographical error, 14,820,000 too many shares were erroneously reported in the Amount of Securities Beneficially Owned Following Reported Transaction(s) columns of Table I on the original Form 4 and six (6) Forms 4 filed by the reporting person on the following dates: January 8, 2009; January 15, 2009; January 22, 2009; January 30, 2009; February 5, 2009; and February 12, 2009.
- The original Form 4 omitted disclosure in Table I of the shares of common stock beneficially owned by the reporting person indirectly by each of Jameel Shivji Irrevocable Trust U/A dtd 12/30/04, Shivji Children's Trust fbo Zara Shivji U/A dtd 11/30/00 and Shivji Children's Trust fbo Suraya Shivji U/A dtd 11/30/00. These indirect holdings were also erroneously omitted from Table I of fourteen (14) Forms 4 filed by the reporting person on the following dates: January 8, 2009; January 15, 2009; January 22, 2009; January 30, 2009; February 5, 2009; February 12, 2009; February 19, 2009; February 26, 2009; March 13, 2009 (both Forms 4 filed on that date; March 23, 2009; June 8, 2009; June 19, 2009; and October 19, 2009.