Filing Details
- Accession Number:
- 0001181431-10-021707
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-15 13:00:00
- Reporting Period:
- 2010-04-14
- Filing Date:
- 2010-04-15
- Accepted Time:
- 2010-04-15 16:00:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1296391 | Tengion Inc | TNGN | Biological Products, (No Disgnostic Substances) (2836) | 200214813 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378585 | David Scheer | C/O Tengion, Inc. 2900 Potshop Lane, Suite 100 East Norriton PA 19403 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-14 | 20,000 | $5.00 | 175,495 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-04-14 | 12,894 | $0.00 | 188,389 | No | 4 | C | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-04-14 | 132,035 | $0.00 | 9,105 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-04-14 | 54,945 | $0.00 | 3,789 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Consists of shares held by Scheer Investment Holdings V, LLC. Mr. Scheer is the managing member of Scheer Investment Holdings V, LLC and may be deemed to have sole or shared voting and investment power with respect to such shares. Mr. Scheer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These securities are Preferred Stock of the Issuer and do not have an expiration date. These securities automatically converted into common stock of the Issuer on a 14.5-for-one basis upon the closing of the Issuer's initial public offering of common stock.