Filing Details
- Accession Number:
- 0001181431-10-021139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-09 13:00:00
- Reporting Period:
- 2010-04-07
- Filing Date:
- 2010-04-09
- Accepted Time:
- 2010-04-09 16:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235611 | J Michael Tokich | 5960 Heisley Road Mentor OH 44060 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2010-04-07 | 4,000 | $14.25 | 15,252 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2010-04-07 | 4,000 | $37.00 | 11,252 | No | 4 | S | Direct | |
| Common Shares, No Par Value | Acquisiton | 2010-04-07 | 5,000 | $13.45 | 16,252 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2010-04-07 | 5,000 | $36.10 | 11,252 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2010-04-07 | 4,000 | $0.00 | 4,000 | $14.25 |
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2010-04-07 | 5,000 | $0.00 | 5,000 | $13.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-18 | No | 4 | M | Direct | |
| 0 | 2011-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 1,932 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 4,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 12, 2009.
- These open market sales of a total of 5,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 12, 2009.
- 9,600 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,500 on July 27, 2010, 4,600 on March 14, 2011 and 3,500 on May 21, 2012.
- Represents 2,003.6297 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 1,932 Common share equivalents as of April 7, 2010.
- These options became exercisable as follows: 1,000 on December 18, 2001, 1,000 on December 18, 2002, 1,000 on December 18, 2003 and 1,000 on December 18, 2004.
- These options became exercisable as follows: 1,750 on April 2, 2004 and 3,250 on April 2, 2005.
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