Filing Details
- Accession Number:
- 0001209191-10-013289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-02 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-02
- Accepted Time:
- 2010-03-02 12:40:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412373 | K Robert Adler | 20410 North 19Th Avenue Suite 200 Phoenix AZ 85027 | Svp Of Admissions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2010-03-01 | 1,223 | $11.41 | 20,994 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2010-03-01 | 6,300 | $23.25 | 27,294 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2010-03-01 | 1,200 | $17.48 | 28,494 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2010-03-01 | 2,893 | $25.50 | 25,601 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2010-03-01 | 6,300 | $25.52 | 19,301 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2010-03-01 | 1,223 | $25.48 | 18,078 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2010-03-01 | 1,223 | $11.41 | 1,223 | $11.41 |
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2010-03-01 | 6,300 | $23.25 | 6,300 | $23.25 |
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2010-03-01 | 1,200 | $17.48 | 1,200 | $17.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,223 | 2010-02-25 | 2016-02-25 | No | 4 | M | Direct |
| 2,100 | 2007-06-15 | 2016-06-15 | No | 4 | M | Direct |
| 1,200 | 2008-12-11 | 2017-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.0001 Par Value | 1,023 | Indirect | Spouse |
Footnotes
- Listed price is based on an average stock price with the price ranging between $25.48 - 25.55.
- Listed price is based on an average stock price with the price ranging between $25.47 - 25.49.
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