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Home > Insider Trading > Filing (0001179110-10-006274)

Filing Details

Accession Number:: 0001179110-10-006274
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-04-01 13:00:00
Reporting Period:: 2010-03-31

Filing Date:: 2010-04-01
Accepted Time:: 2010-04-01 16:38:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1350102	Ascent Solar Technologies Inc.	ASTI	Semiconductors & Related Devices (3674)	203672603

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1368058	Fraser Tw Russell	C/O Ascent Solar Technologies, Inc. 8120 Shaffer Parkway Littleton CO 80127		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-03-31	1,792	$0.00	31,574	No	4	M	Direct
Common Stock	Disposition	2010-04-01	1,000	$3.88	30,574	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2010-03-31	1,792	$0.00	1,792	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,376			No	4	M	Direct

Footnotes

These restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
This transaction was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2010.
In addition to the restricted stock units, Dr. Russell holds vested options to purchase 8,000 shares of common stock that expire November 18, 2015.