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Home > Insider Trading > Filing (0001079973-10-000421)

Filing Details

Accession Number:: 0001079973-10-000421
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-04-01 13:00:00
Reporting Period:: 2010-03-30

Filing Date:: 2010-04-01
Accepted Time:: 2010-04-01 15:19:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1167419	Aspenbio Pharma Inc.	APPY	In Vitro & In Vivo Diagnostic Substances (2835)	841553387

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1287149	I Douglas Hepler	C/O Aspenbio Pharma, Inc. 1585 South Perry Street Castle Rock CO 80104		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-03-30	50,000	$0.75	59,000	No	4	M	Indirect	Held by spouse
Common Stock	Disposition	2010-03-30	17,700	$2.17	41,300	No	4	S	Indirect	Held by spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	Held by spouse
No	4	S	Indirect	Held by spouse

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock option (Right to Buy)	Disposition	2010-03-30	50,000	$0.00	50,000	$0.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-08-24	2010-03-31	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,000	Direct

Footnotes

Dr. Hepler's spouse exercised a stock option granted to her for service on a company advisory board. The stock option was due to expire on March 31, 2010. Dr.Hepler disclaims beneficial ownership of the shares held by his spouse.