Filing Details
- Accession Number:
- 0001209191-10-014018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 16:06:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 821026 | Andersons Inc | ANDE | Wholesale-Farm Product Raw Materials (5150) | 341562374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220228 | J Dennis Addis | 480 W Dussel Dr Maumee C0 43537 | President, Plant Nutrient | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-03-02 | 2,500 | $33.25 | 33,512 | No | 4 | S | Indirect | Held by Trust |
| Performance Share Unit | Acquisiton | 2010-03-01 | 3,300 | $0.00 | 3,300 | No | 4 | A | Direct | |
| Performance Share Unit | Acquisiton | 2010-03-01 | 3,600 | $0.00 | 3,600 | No | 4 | J | Direct | |
| Performance Share Unit | Acquisiton | 2010-03-01 | 3,100 | $0.00 | 3,100 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held by Trust |
| No | 4 | A | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | PERFORMANCE SHARE UNIT | Disposition | 2010-03-01 | 3,100 | $0.00 | 3,100 | $0.00 |
| Common Stock | PERFORMANCE SHARE UNIT | Disposition | 2010-03-01 | 3,600 | $0.00 | 3,600 | $0.00 |
| Common Stock | SOSAR | Acquisiton | 2010-03-01 | 4,700 | $0.00 | 4,700 | $32.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-31 | 2012-01-01 | No | 4 | J | Direct |
| 0 | 2010-12-31 | 2011-01-01 | No | 4 | J | Direct |
| 4,700 | 2011-03-01 | 2015-04-01 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | SOSAR | $11.02 | 2010-03-02 | 2014-03-31 | 4,400 | 4,400 | Direct |
| Common Stock | SOSAR | $46.26 | 2009-03-01 | 2013-04-01 | 6,000 | 6,000 | Direct |
| Common Stock | SOSAR | $42.08 | 2010-03-01 | 2012-03-31 | 7,770 | 7,770 | Direct |
| Common Stock | SOSAR | $39.12 | 2009-04-01 | 2011-04-01 | 16,000 | 16,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-03-31 | 4,400 | 4,400 | Direct |
| 2013-04-01 | 6,000 | 6,000 | Direct |
| 2012-03-31 | 7,770 | 7,770 | Direct |
| 2011-04-01 | 16,000 | 16,000 | Direct |
Footnotes
- Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.
- Previously reported as derivative holding.
- Will now be reported on Table I Non-Derivative Security
- SOSAR vests 1/3 after 1 year; 2/3 after 2 years; and 100% after 3 years.
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