Filing Details
- Accession Number:
- 0001002225-10-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2010-01-20
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 13:23:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197110 | Iii Van G Wendell Auken | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-01-20 | 1,800 | $0.00 | 1,800 | No | 4 | Z | Direct | |
Common Stock | Acquisiton | 2010-01-20 | 1,800 | $0.00 | 21,110 | No | 4 | Z | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2010-03-02 | 4,800 | $42.30 | 16,310 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2010-03-02 | 3,200 | $42.44 | 13,110 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | Z | Direct | |
No | 4 | Z | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,000 | Indirect | Dog Hill Partners LP |
Common Stock | 8,000 | Indirect | Van Auken Charitable |
Footnotes
- Transfer of shares from directly held to indirectly held in Trust
- Wendell G and Ethel S Van Auken Family Trust
- Dog Hill Partners LP
- Wendell G & Ethel S Van Auken Charitable Remainder Unitrust U/A/D 7/29/96