Filing Details

Accession Number:
0000893750-10-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-03 12:00:00
Reporting Period:
2010-03-01
Filing Date:
2010-03-03
Accepted Time:
2010-03-03 19:29:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350698 Autonation Inc. AN Retail-Auto Dealers & Gasoline Stations (5500) 731105145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1126396 Esl Investments Inc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1183200 S Edward Lampert 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249806 Esl Investors Llc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-01 73,800 $17.92 12,495,594 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-03-02 6,437 $17.98 12,502,031 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 6,704 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 58,849,041 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 5,712,083 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 51,880 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 2,759,949 Direct
Footnotes
  1. These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors").
  2. This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from approximately $17.89 to $17.991 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
  3. These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
  4. These Shares are held by ESL Partners, L.P. ("Partners").
  5. These Shares are held by CBL Partners, L.P. ("CBL").
  6. These Shares are held in a grantor retained annuity trust, of which Edward S. Lampert is the trustee.
  7. These Shares are held by Mr. Lampert.
  8. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS Partners, L.P. ("RBS") and Investors. RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, L.L.C. is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.