Filing Details
- Accession Number:
- 0001209191-10-014340
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2009-11-09
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 11:04:08
- Original Submission Date:
- 2009-11-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824068 | Ats Medical Inc | ATSI | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 411595629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244325 | E Robert Munzenrider | 1302 West Aviator Circle Payson AZ 85541-3529 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-11-09 | 10,250 | $2.90 | 71,828 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $2.70 | 2003-12-09 | 2013-06-09 | 2,500 | 2,500 | Direct |
| Common Stock | Option (Right to Buy) | $4.83 | 2004-11-06 | 2014-05-06 | 1,250 | 1,250 | Direct |
| Common Stock | Option (Right to Buy) | $3.60 | 2005-11-02 | 2014-11-02 | 5,250 | 5,250 | Direct |
| Common Stock | Option (Right to Buy) | $3.19 | 2005-11-05 | 2012-05-05 | 1,250 | 1,250 | Direct |
| Common Stock | Restricted Stock Unit | $0.00 | 2010-06-30 | 2010-06-30 | 21,327 | 21,327 | Direct |
| Common Stock | Restricted Stock Unit | $0.00 | 2011-06-30 | 2011-06-30 | 15,901 | 15,901 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-06-09 | 2,500 | 2,500 | Direct |
| 2014-05-06 | 1,250 | 1,250 | Direct |
| 2014-11-02 | 5,250 | 5,250 | Direct |
| 2012-05-05 | 1,250 | 1,250 | Direct |
| 2010-06-30 | 21,327 | 21,327 | Direct |
| 2011-06-30 | 15,901 | 15,901 | Direct |
Footnotes
- This filing corrects the date of sale relating to 10,250 shares previously reported as occurring on 11/6/2009.
- 1 unit for 1 share of Common Stock.
- Vests as to 100% the earlier of this date, or the date of the second annual meeting following the date of grant.
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