Filing Details
- Accession Number:
- 0001181431-10-013985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2010-03-02
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 16:32:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326526 | W James Benz | 66 Field Point Road Greenwich CT 06830 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-02 | 19,224 | $16.60 | 91,916 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-02 | 6,024 | $16.60 | 97,940 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2010-03-02 | 22,331 | $32.29 | 75,609 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Acquisiton | 2010-03-03 | 9,680 | $16.60 | 85,289 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2010-03-03 | 9,680 | $32.08 | 75,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-02 | 19,224 | $0.00 | 19,224 | $16.60 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-02 | 6,024 | $0.00 | 6,024 | $16.60 |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-03-03 | 9,680 | $0.00 | 9,680 | $16.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,680 | 2010-05-17 | No | 4 | M | Direct | |
| 0 | 2010-05-17 | No | 4 | M | Direct | |
| 0 | 2010-05-17 | No | 4 | M | Direct |
Footnotes
- All shares are held in a joint account with spouse.
- Represents the weighted average sales price for the price increments ranging from $32.25 to $32.47.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for the price increments ranging from $32.065 to $32.33.
- This option was granted under Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 18, 2006.
- This option was previously reported as covering 19,269 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.
- This option was previously reported as covering 4,016 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006.
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