Filing Details
- Accession Number:
- 0001319012-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2010-03-02
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 15:14:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319012 | J Michael Berengolts | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | V.p./Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-02 | 4,522 | $4.19 | 8,809 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-02 | 4,522 | $13.52 | 4,287 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO's (right to buy) | Disposition | 2010-03-02 | 4,522 | $0.00 | 4,522 | $4.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-04-27 | 2010-04-27 | No | 4 | M | Direct |
Footnotes
- Actual price is $4.190476.
- No options remaining from grant on 4/27/2000. Total remaining shares under all other options RSUs and conversion of preferred would be 65,737.
Billionaire Hedge Funds
