Filing Details
- Accession Number:
- 0001193805-10-000945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-01 13:00:00
- Reporting Period:
- 2010-03-30
- Filing Date:
- 2010-04-01
- Accepted Time:
- 2010-04-01 18:06:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410098 | Cormedix Inc. | CRMD | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487973 | C. John Houghton | C/O Cormedix Inc. 86 Summit Avenue, Suite 301 Summit NJ 079013647 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2010-03-30 | 2,800 | $0.00 | 16,328 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock option (right to buy) | Acquisiton | 2010-03-30 | 816,231 | $0.00 | 816,231 | $3.13 |
| Common Stock, $0.001 Par Value Per Share | Warrants issued as a part of Units | Acquisiton | 2010-03-30 | 1,400 | $0.00 | 1,400 | $3.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 816,231 | 2020-03-30 | No | 4 | A | Direct | |
| 1,400 | 2015-03-24 | No | 4 | P | Direct |
Footnotes
- These securities were issued as a part of 1,400 Units purchased by Mr. Houghton directly from the underwriters in the Company's initial public offering, which closed on March 30, 2010. The Units were purchased at $6.50 per Unit, the initial public offering price. Each Unit consists of two shares of common stock and a warrant to purchase one share of common stock.
- These options vest as follows: 1/3 on March 30, 2011; an additional 1/3 on March 30, 2012; and the remaining 1/3 on March 30, 2013.
- These warrants will become exercisable upon the earlier to occur of the expiration of the underwriters' over allotment option with respect to the Company's initial public offering, or the exercise in full of such over allotment option.
Billionaire Hedge Funds
