Filing Details
- Accession Number:
- 0001209191-10-013766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-02 12:00:00
- Reporting Period:
- 2010-02-26
- Filing Date:
- 2010-03-02
- Accepted Time:
- 2010-03-02 20:38:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1339455 | Somaxon Pharmaceuticals Inc. | SOMX | Pharmaceutical Preparations (2834) | 200161599 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380762 | Brian Dorsey | C/O Somaxon Pharmaceuticals, Inc. 3830 Valley Centre Drive, Suite 705-461 San Diego CA 92130 | Vp Product Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-26 | 2,376 | $1.23 | 2,376 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-26 | 3,624 | $1.23 | 6,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-26 | 6,000 | $3.99 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-01 | 70 | $1.23 | 70 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-01 | 117 | $1.23 | 187 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-01 | 2,638 | $1.23 | 2,825 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-01 | 12,833 | $1.23 | 15,658 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-01 | 7,342 | $1.23 | 23,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-01 | 23,000 | $4.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2010-02-26 | 2,376 | $0.00 | 2,376 | $1.23 |
| Common Stock | Common Stock | Disposition | 2010-02-26 | 3,624 | $0.00 | 3,624 | $1.23 |
| Common Stock | Common Stock | Disposition | 2010-03-01 | 70 | $0.00 | 70 | $1.23 |
| Common Stock | Common Stock | Disposition | 2010-03-01 | 117 | $0.00 | 117 | $1.23 |
| Common Stock | Common Stock | Disposition | 2010-03-01 | 2,638 | $0.00 | 2,638 | $1.23 |
| Common Stock | Common Stock | Disposition | 2010-03-01 | 12,833 | $0.00 | 12,833 | $1.23 |
| Common Stock | Common Stock | Disposition | 2010-03-01 | 7,342 | $0.00 | 7,342 | $1.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,290 | 2017-03-01 | No | 4 | M | Direct | |
| 46,376 | 2018-02-18 | No | 4 | M | Direct | |
| 1,063 | 2015-03-15 | No | 4 | M | Direct | |
| 1,764 | 2015-07-18 | No | 4 | M | Direct | |
| 7,057 | 2016-01-05 | No | 4 | M | Direct | |
| 9,167 | 2016-11-08 | No | 4 | M | Direct | |
| 6,948 | 2017-03-01 | No | 4 | M | Direct |
Footnotes
- This sale was effected by the reporting person pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- 1/3 of the shares of Common Stock subject to this grant vested on the date of grant (June 9, 2009) and the remaining shares will vest and become exercisable in 24 equal monthly installments over the following two year period.
- Not applicable.
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