Filing Details
- Accession Number:
- 0001437749-10-000593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-05 12:00:00
- Reporting Period:
- 2010-01-11
- Filing Date:
- 2010-03-05
- Accepted Time:
- 2010-03-05 18:38:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350773 | Ascend Acquisition Corp. | ASAQ | Semiconductors & Related Devices (3674) | 203881465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1261281 | K Don Rice | 435 Devon Park Drive Building 700 Wayne PA 19087 | Chairman, Ceo, President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-01-11 | 55,750 | $0.05 | 177,979 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-01-12 | 40,000 | $0.05 | 217,979 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Promissory Note | Acquisiton | 2009-08-07 | 1,000,000 | $0.00 | 1,000,000 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,875,000 | 2009-08-07 | No | 4 | A | Direct |
Footnotes
- This entry is only for beneficial ownership disclosure.
- No expiration.
- The convertible promissory note was issued to represent already outstanding indebtedness in the amount of $50,000; no additional consideration was given for the note.