Filing Details
- Accession Number:
- 0001112679-10-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 19:47:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-02 | 13,875 | $0.00 | 51,000 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2010-03-02 | 13,875 | $0.00 | 14,992 | No | 5 | G | Indirect | Budge Family Trust |
Common Stock | Disposition | 2010-03-02 | 14,992 | $34.93 | 0 | No | 4 | S | Indirect | Budge Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | Budge Family Trust |
No | 4 | S | Indirect | Budge Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2010-03-01 | 70,000 | $0.00 | 70,000 | $33.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
70,000 | 2017-03-01 | No | 4 | A | Direct |
Footnotes
- Reflects 13,875 restricted shares vested on March 1, 2010 which were held directly by Mr. Budge that were transfered into the Budge Family Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
- Mr. Budge and his wife are co-trustees of the Budge Family Trust.
- Shares sold pursuant to Budge Family Trust 10b5-1 plan, dated June 12, 2009.
- Shares sold on the open market are reported as an average sell price per share of $34.93; breakdown of shares sold and per share sale prices are as follows: 1,400 at $34.87; 1,500 at $34.88; 300 at $34.89; 1,700 at $34.90; 300 at $34.91; 1,800 at $34.92; 92 at $34.93; 1,400 at $34.94; 200 at $34.95; 3,000 at $34.96; 800 at $34.97; 1,100 at $34.98 and 1,400 at $34.99.
- Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.