Filing Details

Accession Number:
0001112679-10-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-03 12:00:00
Reporting Period:
2010-03-01
Filing Date:
2010-03-03
Accepted Time:
2010-03-03 19:47:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-02 13,875 $0.00 51,000 No 5 G Direct
Common Stock Acquisiton 2010-03-02 13,875 $0.00 14,992 No 5 G Indirect Budge Family Trust
Common Stock Disposition 2010-03-02 14,992 $34.93 0 No 4 S Indirect Budge Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect Budge Family Trust
No 4 S Indirect Budge Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Acquisiton 2010-03-01 70,000 $0.00 70,000 $33.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,000 2017-03-01 No 4 A Direct
Footnotes
  1. Reflects 13,875 restricted shares vested on March 1, 2010 which were held directly by Mr. Budge that were transfered into the Budge Family Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
  2. Mr. Budge and his wife are co-trustees of the Budge Family Trust.
  3. Shares sold pursuant to Budge Family Trust 10b5-1 plan, dated June 12, 2009.
  4. Shares sold on the open market are reported as an average sell price per share of $34.93; breakdown of shares sold and per share sale prices are as follows: 1,400 at $34.87; 1,500 at $34.88; 300 at $34.89; 1,700 at $34.90; 300 at $34.91; 1,800 at $34.92; 92 at $34.93; 1,400 at $34.94; 200 at $34.95; 3,000 at $34.96; 800 at $34.97; 1,100 at $34.98 and 1,400 at $34.99.
  5. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.