Filing Details
- Accession Number:
- 0001140361-10-010468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-05 12:00:00
- Reporting Period:
- 2010-03-03
- Filing Date:
- 2010-03-05
- Accepted Time:
- 2010-03-05 20:50:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1402305 | Successfactors Inc. | SFSF | Services-Prepackaged Software (7372) | 943398453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410699 | Luen Au | C/O Successfactors, Inc. 1500 Fashion Island Blvd., Suite 300 San Mateo CA 94404 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-03 | 10,000 | $0.00 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-04 | 4,099 | $17.84 | 5,901 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-03-03 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 194,713 | Indirect | The Luen Au & Angela Fung Trust DTD 1/31/08 |
| Common Stock | 11,050 | Indirect | The Luen Au 2007 Annuity Trust |
| Common Stock | 11,050 | Indirect | The Angela Yat Wah Fung 2007 Annuity Trust |
| Common Stock | 2,742 | Indirect | Child's Trust |
Footnotes
- Vesting of restricted stock units granted to the Reporting Person on March 3, 2009.
- The sales were effected pursuant to a Rule 10b5-1 trading plan.
- Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (2).
- Represents the weighted average sales price per share. The shares sold at prices ranging from $17.83 to $18.24 per share. Full information regarding the number of shares sold at each separate price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units vest in three equal annual installments beginning March 3, 2011. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
Billionaire Hedge Funds
