Filing Details
- Accession Number:
- 0001140361-10-012408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-16 13:00:00
- Reporting Period:
- 2010-03-12
- Filing Date:
- 2010-03-16
- Accepted Time:
- 2010-03-16 18:39:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 943627 | F Joseph Alibrandi | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-12 | 2,815 | $0.78 | 2,815 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 5,630 | $2.13 | 8,445 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-12 | 602 | $24.45 | 7,843 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-12 | 7,843 | $0.00 | 0 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2010-03-12 | 7,843 | $0.00 | 34,659 | No | 4 | J | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2010-03-12 | 2,815 | $0.00 | 2,815 | $0.78 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2010-03-12 | 5,630 | $0.00 | 5,630 | $2.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-29 | No | 4 | M | Direct | |
| 2,815 | 2015-10-20 | No | 4 | M | Direct |
Footnotes
- Change in form of ownership by Mr. Alibrandi to ownership by the Alibrandi Family Trust Dated November 14, 1972.
- Held by the Alibrandi Family Trust Dated November 14, 1972, of which Mr. Alibrandi is the trustee. Mr. Alibrandi disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.
- The options vest in five equal annual installments beginning one year from June 29, 2004.
- The options vest in five equal annual installments beginning one year from October 20, 2005.
Billionaire Hedge Funds
