Filing Details

Accession Number:
0001112679-10-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-03 12:00:00
Reporting Period:
2010-03-01
Filing Date:
2010-03-03
Accepted Time:
2010-03-03 19:55:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-01 14,166 $13.53 32,166 No 4 M Direct
Common Stock Disposition 2010-03-01 14,166 $33.50 18,000 No 4 S Direct
Common Stock Acquisiton 2010-03-01 12,500 $15.73 30,500 No 4 M Direct
Common Stock Disposition 2010-03-01 12,500 $33.45 18,000 No 4 S Direct
Common Stock Disposition 2010-03-02 1,358 $33.91 16,642 No 4 S Direct
Common Stock Disposition 2010-03-03 3,142 $34.75 13,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-03-01 14,166 $0.00 14,166 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2010-03-01 12,500 $0.00 12,500 $15.73
Common Stock Employee Stock Options (right to buy) Acquisiton 2010-03-01 50,000 $0.00 50,000 $33.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
99,169 2013-06-01 No 4 M Direct
37,500 2016-03-01 No 4 M Direct
50,000 2017-03-01 No 4 A Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
  2. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  3. Shares sold on the open market are reported as an average sell price per share of $33.50; breakdown of shares sold and per share sale prices are as follows: 300 at $33.54; 200 at $33.58; 4,400 at $33.49; 4,785 at $33.51 and 4,481 at $33.48.
  4. Shares sold on the open market are reported as an average sell price per share of $33.45; breakdown of shares sold and per share sale prices are as follows: 2,500 at $33.28; 300 at $33.58; 3,700 at $33.49; 3,000 at $33.45 and 3,000 at $33.51.
  5. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  6. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.