Filing Details
- Accession Number:
- 0001209191-10-014300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-02
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 21:24:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Networks Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397903 | Kumar Anil Jain | C/O Cavium Networks, Inc. 805 E. Middlefield Road Mountain View CA 94043 | Corporate Vp, Ic Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-02 | 30,000 | $1.02 | 0 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-02 | 60,000 | $24.65 | 131,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-02 | 30,000 | $24.65 | 45,000 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option Right to Buy | Disposition | 2010-03-02 | 30,000 | $0.00 | 30,000 | $1.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2005-08-02 | 2015-08-02 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on August 24, 2009
- Shares were sold ranging from $24.50 per share to $24.85 per share.