Filing Details
- Accession Number:
- 0001181431-10-014262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-05 12:00:00
- Reporting Period:
- 2010-03-03
- Filing Date:
- 2010-03-05
- Accepted Time:
- 2010-03-05 15:51:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393818 | Blackstone Group L.p. | BX | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249319 | Tomilson J Hill | C/O The Blackstone Group 345 Park Avenue New York NY 10154 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partnership Interests | Acquisiton | 2010-03-03 | 674,052 | $0.00 | 1,686,105 | No | 4 | C | Direct | |
| Common Units Representing Limited Partnership Interests | Acquisiton | 2010-03-03 | 75,948 | $0.00 | 75,948 | No | 4 | C | Indirect | See footnote. |
| Common Units Representing Limited Partnership Interests | Disposition | 2010-03-03 | 779,561 | $14.36 | 906,544 | No | 4 | S | Direct | |
| Common Units Representing Limited Partnership Interests | Disposition | 2010-03-03 | 69,184 | $14.36 | 6,764 | No | 4 | S | Indirect | See footnote. |
| Common Units Representing Limited Partnership Interests | Disposition | 2010-03-04 | 76,223 | $14.23 | 830,321 | No | 4 | S | Direct | |
| Common Units Representing Limited Partnership Interests | Disposition | 2010-03-04 | 6,764 | $14.23 | 0 | No | 4 | S | Indirect | See footnote. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | See footnote. |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnote. |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnote. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partnership Interests | Blackstone Holdings partnership units | Disposition | 2010-03-03 | 36,618 | $0.00 | 36,618 | $0.00 |
| Common Units Representing Limited Partnership Interests | Blackstone Holdings partnership units | Disposition | 2010-03-03 | 674,052 | $0.00 | 674,052 | $0.00 |
| Common Units Representing Limited Partnership Interests | Blackstone Holdings partnership units | Disposition | 2010-03-03 | 75,948 | $0.00 | 75,948 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,969,406 | No | 5 | G | Direct | ||
| 9,295,354 | No | 4 | C | Direct | ||
| 6,336,348 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Units Representing Limited Partnership Interests | Blackstone Holdings partnership units | $0.00 | 1,500,000 | 1,500,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,500,000 | 1,500,000 | Indirect |
Footnotes
- A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone.
- The Reporting Person donated 36,618 Blackstone Holdings partnership units to a charitable foundation.
- Pursuant to an exchange agreement, the Reporting Person exchanged 674,052 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 674,052 common units plus an additional 181,732 common units he previously acquired over two consecutive trading days.
- Pursuant to an exchange agreement, a trust, for which the Reporting Person is trustee with investment power, exchanged 75,948 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 75,948 common units over two consecutive trading days.
- These Blackstone Holdings partnership units are held in trusts, for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee with investment power. The Reporting Person disclaims beneficial ownership of the Blackstone Holdings partnership units held in these trusts.
- Such Blackstone Holdings partnership units are held in a Grantor Retained Annuity Trust, for which the spouse of the Reporting Person is the investment trustee.
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