Filing Details
- Accession Number:
- 0001209191-10-016420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 18:44:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1367083 | Oculus Innovative Sciences Inc. | OCLS | Surgical & Medical Instruments & Apparatus (3841) | 680423298 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1367080 | Hojabr Alimi | 1129 N Mcdowell Blvd Petaluma CA 94954 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-09 | 15,000 | $1.10 | 1,026,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-10 | 15,000 | $3.16 | 1,011,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-09 | 15,000 | $1.10 | 15,000 | $1.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
328,070 | 2001-03-20 | 2010-03-20 | No | 4 | M | Direct |
Footnotes
- Mr. Alimi determined to exercise options and sell common stock at this because the Company currently has an open trading window for its Officers and Directors and it will be the last open window prior to 15,000 of Mr. Alimi's ten year options expiring.