Filing Details

Accession Number:
0001209191-10-016420
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-11 12:00:00
Reporting Period:
2010-03-09
Filing Date:
2010-03-11
Accepted Time:
2010-03-11 18:44:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367083 Oculus Innovative Sciences Inc. OCLS Surgical & Medical Instruments & Apparatus (3841) 680423298
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1367080 Hojabr Alimi 1129 N Mcdowell Blvd
Petaluma CA 94954
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-09 15,000 $1.10 1,026,250 No 4 M Direct
Common Stock Disposition 2010-03-10 15,000 $3.16 1,011,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-03-09 15,000 $1.10 15,000 $1.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
328,070 2001-03-20 2010-03-20 No 4 M Direct
Footnotes
  1. Mr. Alimi determined to exercise options and sell common stock at this because the Company currently has an open trading window for its Officers and Directors and it will be the last open window prior to 15,000 of Mr. Alimi's ten year options expiring.