Filing Details
- Accession Number:
- 0001209191-10-016320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 16:41:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185924 | A Lawrence Margolis | 3871 Lakefield Drive Suwanee GA 30024 | Evp/Strategic Pl, Chief Couns. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-09 | 60,000 | $8.00 | 191,453 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-09 | 4,900 | $12.25 | 186,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 15,000 | $12.23 | 171,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 5,000 | $12.20 | 166,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 15,000 | $12.06 | 151,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 15,000 | $12.00 | 136,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-09 | 5,100 | $11.99 | 131,453 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-03-09 | 3,471 | $0.00 | 134,924 | No | 4 | C | Direct | |
Restricted Stock | Disposition | 2010-03-09 | 3,471 | $0.00 | 6,808 | No | 4 | C | Direct | |
Restricted Stock | Disposition | 2010-03-09 | 1,668 | $12.05 | 5,140 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | Disposition | 2010-03-09 | 60,000 | $0.00 | 60,000 | $8.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-19 | No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 5,224 | Direct | |
Restricted Stock | 48,379 | Direct | |
Restricted Stock | 46,250 | Direct | |
Restricted Stock | 61,666 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | $10.20 | 2011-08-06 | 70,000 | 70,000 | Direct | |
Common Stock | Stock option | $8.12 | 2012-01-22 | 70,000 | 70,000 | Direct | |
Common Stock | Stock option | $4.90 | 2014-05-25 | 67,000 | 67,000 | Direct | |
Common Stock | Stock option | $6.44 | 2012-04-18 | 37,325 | 37,325 | Direct | |
Common Stock | Stock option | $13.28 | 2013-04-25 | 30,957 | 30,957 | Direct | |
Common Stock | Stock option | $13.45 | 2014-03-09 | 39,653 | 39,653 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-08-06 | 70,000 | 70,000 | Direct |
2012-01-22 | 70,000 | 70,000 | Direct |
2014-05-25 | 67,000 | 67,000 | Direct |
2012-04-18 | 37,325 | 37,325 | Direct |
2013-04-25 | 30,957 | 30,957 | Direct |
2014-03-09 | 39,653 | 39,653 | Direct |
Footnotes
- Represents the vested portion of a restricted stock grant converting to common stock.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
- Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- Represents a restricted stock grant which vests annually in fourths beginning on April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which is in part performance based. 30,833 shares of the grant are guaranteed and will vest over a two year period. 0 to 30,833 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
- Stock options are currently fully exercisable
- The options vest annually in fourths beginning April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
- The options vest annually in fourths on the anniversary of the grant date, which was March 9, 2007.