Filing Details

Accession Number:
0001209191-10-016320
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-11 12:00:00
Reporting Period:
2010-03-09
Filing Date:
2010-03-11
Accepted Time:
2010-03-11 16:41:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141107 Arris Group Inc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 582588724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185924 A Lawrence Margolis 3871 Lakefield Drive
Suwanee GA 30024
Evp/Strategic Pl, Chief Couns. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-09 60,000 $8.00 191,453 No 4 M Direct
Common Stock Disposition 2010-03-09 4,900 $12.25 186,553 No 4 S Direct
Common Stock Disposition 2010-03-09 15,000 $12.23 171,553 No 4 S Direct
Common Stock Disposition 2010-03-09 5,000 $12.20 166,553 No 4 S Direct
Common Stock Disposition 2010-03-09 15,000 $12.06 151,553 No 4 S Direct
Common Stock Disposition 2010-03-09 15,000 $12.00 136,553 No 4 S Direct
Common Stock Disposition 2010-03-09 5,100 $11.99 131,453 No 4 S Direct
Common Stock Acquisiton 2010-03-09 3,471 $0.00 134,924 No 4 C Direct
Restricted Stock Disposition 2010-03-09 3,471 $0.00 6,808 No 4 C Direct
Restricted Stock Disposition 2010-03-09 1,668 $12.05 5,140 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 C Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option Disposition 2010-03-09 60,000 $0.00 60,000 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-19 No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 5,224 Direct
Restricted Stock 48,379 Direct
Restricted Stock 46,250 Direct
Restricted Stock 61,666 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option $10.20 2011-08-06 70,000 70,000 Direct
Common Stock Stock option $8.12 2012-01-22 70,000 70,000 Direct
Common Stock Stock option $4.90 2014-05-25 67,000 67,000 Direct
Common Stock Stock option $6.44 2012-04-18 37,325 37,325 Direct
Common Stock Stock option $13.28 2013-04-25 30,957 30,957 Direct
Common Stock Stock option $13.45 2014-03-09 39,653 39,653 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-08-06 70,000 70,000 Direct
2012-01-22 70,000 70,000 Direct
2014-05-25 67,000 67,000 Direct
2012-04-18 37,325 37,325 Direct
2013-04-25 30,957 30,957 Direct
2014-03-09 39,653 39,653 Direct
Footnotes
  1. Represents the vested portion of a restricted stock grant converting to common stock.
  2. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
  3. Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
  4. Represents a restricted stock grant which vests annually in fourths beginning on April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
  5. Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
  6. Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
  7. Represents a restricted stock grant which is in part performance based. 30,833 shares of the grant are guaranteed and will vest over a two year period. 0 to 30,833 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
  8. Stock options are currently fully exercisable
  9. The options vest annually in fourths beginning April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
  10. The options vest annually in fourths on the anniversary of the grant date, which was March 9, 2007.