Filing Details
- Accession Number:
- 0001209191-10-016330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 16:44:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185888 | J Robert Stanzione | 3871 Lakefield Drive Suwanee GA 30024 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-09 | 60,000 | $8.00 | 286,258 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-09 | 9,200 | $12.02 | 277,058 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 15,000 | $12.01 | 262,058 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 10,000 | $12.03 | 252,058 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 5,800 | $12.18 | 246,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 10,000 | $12.14 | 236,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 5,000 | $12.16 | 231,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-03-09 | 5,000 | $12.18 | 226,258 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-09 | 8,626 | $0.00 | 234,884 | No | 4 | C | Direct | |
| Restricted Stock | Disposition | 2010-03-09 | 8,626 | $0.00 | 21,352 | No | 4 | C | Direct | |
| Restricted Stock | Disposition | 2010-03-09 | 6,363 | $12.05 | 14,989 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | Disposition | 2010-03-09 | 60,000 | $0.00 | 60,000 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-12-19 | No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 14,684 | Direct | |
| Restricted Stock | 141,259 | Direct | |
| Restricted Stock | 120,000 | Direct | |
| Restricted Stock | 160,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option | $8.12 | 2012-01-22 | 165,000 | 165,000 | Direct | |
| Common Stock | Stock option | $10.20 | 2011-08-06 | 500,000 | 500,000 | Direct | |
| Common Stock | Stock option | $4.90 | 2014-05-25 | 150,000 | 150,000 | Direct | |
| Common Stock | Stock option | $6.44 | 2012-04-18 | 106,182 | 106,182 | Direct | |
| Common Stock | Stock option | $13.28 | 2013-04-25 | 87,015 | 87,015 | Direct | |
| Common Stock | Stock option | $13.45 | 2014-03-09 | 115,655 | 115,655 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-01-22 | 165,000 | 165,000 | Direct |
| 2011-08-06 | 500,000 | 500,000 | Direct |
| 2014-05-25 | 150,000 | 150,000 | Direct |
| 2012-04-18 | 106,182 | 106,182 | Direct |
| 2013-04-25 | 87,015 | 87,015 | Direct |
| 2014-03-09 | 115,655 | 115,655 | Direct |
Footnotes
- Represents the vested portion of a restricted stock grant converting to common stock.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
- Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- Represents a restricted stock grant which vests annually in fourths beginning on April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which is in part performance based. 80,000 shares of the grant are guaranteed and will vest over a two year period. 0 to 80,000 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
- Stock options are currently fully exercisable
- The options vest annually in fourths beginning April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
- The options vest annually in fourths on the anniversary of the grant date, which was March 9, 2007.
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