Filing Details
- Accession Number:
- 0001225208-10-006915
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 18:56:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
26172 | Cummins Inc | CMI | Engines & Turbines (3510) | 350257090 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1097587 | M Theodore Solso | 500 Jackson Street Columbus IN 47201 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2010-03-02 | 14,301 | $0.00 | 433,550 | No | 4 | A | Direct | |
Common | Disposition | 2010-03-02 | 48,424 | $0.00 | 385,126 | No | 4 | F | Direct | |
Common | Disposition | 2010-03-03 | 900 | $60.06 | 384,226 | No | 4 | S | Direct | |
Common | Disposition | 2010-03-03 | 49,100 | $60.03 | 335,126 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right-to-Buy) | Acquisiton | 2010-03-01 | 54,520 | $0.00 | 54,520 | $58.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54,520 | 2012-03-01 | 2020-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 32,708 | Indirect | By Spouse |
Common | 10,008 | Indirect | ESOT |
Common | 41,996 | Indirect | GRAT #1 |
Common | 118,839 | Indirect | GRAT #2 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right-to-Buy) | $19.42 | 2011-03-02 | 2019-03-02 | 82,750 | 82,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-02 | 82,750 | 82,750 | Direct |
Footnotes
- Shares earned from February 20, 2008 Target Awards based on 2008-2009 Company financial performance. Shares are subject to forfeiture until 3/1/2011.
- The reporting person's share totals and/or ownership classifications have been updated and/or adjusted as set forth above as a result of the Company's internal audit of the beneficial share ownership of the Company's common stock by the Company's directors and Section 16(a) reporting officers. The Company's audit did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent this Form 4 updates or adjusts the beneficial share ownership amounts or classifications reported on previously filed Form 4s, this Form 4 serves as an amendment to any such previously filed Form 4s.
- Shares withheld to satisfy tax liabilities upon Vesting of Restricted Stock.
- Sale pursuant to Rule 10b5-1 Trading Plan.
- The number of shares is based on the dollar value of the reporting person's interest in the ESOT as most recently provided by the ESOT. The actual number of shares underlying the interest is not known since the ESOT is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.