Filing Details
- Accession Number:
- 0001140361-10-014877
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-01 13:00:00
- Reporting Period:
- 2010-03-31
- Filing Date:
- 2010-04-01
- Accepted Time:
- 2010-04-01 17:26:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38264 | Forward Industries Inc | FORD | Plastics Products, Nec (3089) | 131950672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302583 | Ltd Fund Offshore Partners Capital Lagrange | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1315394 | L Frank Johnson | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1324023 | Lagrange Capital Partners Lp | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1353724 | Lagrange Capital Administration, L.l.c. | 570 Lexington Avenue, 27Th Floor New York NY 10022 | No | No | Yes | No | |
1487919 | Lagrange Special Situations Yield Master Fund, Ltd. | 570 Lexington Avenue 27Th Fl New York NY 10022 | No | No | Yes | No | |
1487924 | Lagrange Capital Management, Llc | 570 Lexington Avenue 27Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-03-31 | 33,763 | $3.04 | 959,490 | No | 4 | P | Indirect | See Footnotes 1& 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes 1& 2 |
Footnotes
- See Remarks.
- On March 31, 2010, LaGrange Capital Partners, L.P., LaGrange Capital Partners Offshore Fund, Ltd. and LaGrange Special Situations Yield Master Fund, L.P. (the "Funds") acquired an additional 33,763 shares of Common Stock. LaGrange Capital Management, L.L.C., LaGrange Capital Administration, L.L.C. and Frank LaGrange Johnson each disclaim ownership in such acquisition by the Funds, except to the extent of any pecuniary interest therein. LaGrange Capital Management, L.L.C., LaGrange Capital Administration, L.L.C. and Frank LaGrange Johnson each also disclaim beneficial ownership of all other securities reported on this Form 4, except to the extent of any pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.