Filing Details
- Accession Number:
- 0001144204-10-011263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-03-01
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 17:05:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No | |
| 1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-01 | 40,866 | $5.00 | 596,521 | No | 4 | P | Indirect | Footnote 1 |
| Common Stock | Acquisiton | 2010-03-02 | 9,134 | $5.00 | 605,655 | No | 4 | P | Indirect | Footnote 1 |
| Common Stock | Acquisiton | 2010-03-03 | 125,000 | $5.00 | 730,655 | No | 4 | P | Indirect | Footnote 1 |
| Common Stock | Acquisiton | 2010-03-01 | 40,867 | $5.00 | 1,323,766 | No | 4 | P | Indirect | Footnote 2 |
| Common Stock | Acquisiton | 2010-03-02 | 9,133 | $5.00 | 1,332,899 | No | 4 | P | Indirect | Footnote 2 |
| Common Stock | Acquisiton | 2010-03-03 | 50,000 | $5.00 | 1,382,899 | No | 4 | P | Indirect | Footnote 2 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Footnote 1 |
| No | 4 | P | Indirect | Footnote 1 |
| No | 4 | P | Indirect | Footnote 1 |
| No | 4 | P | Indirect | Footnote 2 |
| No | 4 | P | Indirect | Footnote 2 |
| No | 4 | P | Indirect | Footnote 2 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,000 | Direct | |
| Common Stock | 156,890 | Indirect | Footnote 3 |
| Common Stock | 36,070 | Indirect | Footnote 5 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $5.80 | 2008-12-04 | 2017-12-04 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $3.59 | 2010-05-12 | 2019-05-12 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-04 | 10,000 | 10,000 | Direct |
| 2019-05-12 | 20,000 | 20,000 | Direct |
Footnotes
- Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P.
- Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts of advisory clients.
- Sole indirect equity owner of B. Riley and Co., LLC.
- Option vests in three equal installments over three years, beginning on the first anniversary of the grant date.
- Trustee of the B. Riley and Co. Retirement Trust
- Option vests fully on the first anniversary of the grant date.
Billionaire Hedge Funds
