Filing Details
- Accession Number:
- 0001200556-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-16 13:00:00
- Reporting Period:
- 2010-03-12
- Filing Date:
- 2010-03-16
- Accepted Time:
- 2010-03-16 16:46:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90168 | Sifco Industries Inc | SIF | Aircraft Engines & Engine Parts (3724) | 340553950 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200556 | A Frank Cappello | Sifco Industries Inc 970 East 64Th Street Cleveland OH 44103 | Vice President Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sifco Industries Inc. Common Stock | Disposition | 2010-03-12 | 490 | $15.51 | 952 | No | 4 | S | Direct | |
| Sifco Industries, Inc. Common Stock | Disposition | 2010-03-15 | 452 | $15.65 | 500 | No | 4 | S | Direct | |
| Sifco Industries, Inc. Common Stock | Disposition | 2010-03-16 | 202 | $16.00 | 298 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | $4.69 | 2001-11-08 | 2010-11-08 | 10,000 | 10,000 | Direct |
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | $5.50 | 2003-04-30 | 2012-04-30 | 10,000 | 10,000 | Direct |
| Sifco Instries, Inc. Common Stock | Stock Options - right to acquire SIFCO common stock | $3.50 | 2004-11-03 | 2013-11-03 | 10,000 | 10,000 | Direct |
| Sifco Industries, Inc. Common Stock | Stock Options - right to purchase SIFCO common stock | $3.74 | 2006-07-26 | 2015-07-26 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2010-11-08 | 10,000 | 10,000 | Direct |
| 2012-04-30 | 10,000 | 10,000 | Direct |
| 2013-11-03 | 10,000 | 10,000 | Direct |
| 2015-07-26 | 6,000 | 6,000 | Direct |
Footnotes
- 25% of options awarded vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.
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