Filing Details
- Accession Number:
- 0001110634-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-04 12:00:00
- Reporting Period:
- 2010-03-02
- Filing Date:
- 2010-03-04
- Accepted Time:
- 2010-03-04 16:04:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60751 | Lubrizol Corp | LZ | Industrial Organic Chemicals (2860) | 340367600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1058933 | P Charles Cooley | Lubrizol Corp 29400 Lakeland Blvd Wickliffe OH 44092 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2010-03-02 | 5,000 | $43.07 | 49,875 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-03-02 | 5,000 | $82.00 | 44,875 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-03-03 | 12,900 | $53.07 | 57,775 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-03-03 | 12,900 | $84.00 | 44,875 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-03-03 | 11,000 | $43.07 | 55,875 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-03-03 | 11,000 | $82.00 | 44,875 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-03-04 | 12,000 | $53.07 | 56,875 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-03-04 | 12,000 | $86.00 | 44,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-03-02 | 5,000 | $0.00 | 5,000 | $43.07 |
| Common Shares | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-03-03 | 12,900 | $0.00 | 12,900 | $53.07 |
| Common Shares | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-03-03 | 11,000 | $0.00 | 11,000 | $43.07 |
| Common Shares | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-03-04 | 12,000 | $0.00 | 12,000 | $53.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,000 | 2005-12-12 | No | 4 | M | Direct | |
| 12,000 | 2017-02-20 | No | 4 | M | Direct | |
| 0 | 2015-12-12 | No | 4 | M | Direct | |
| 0 | 2017-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 3,200 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2010.
- The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- These options vested in three installments as follows: 50% on December 12, 2006, 25% on December 12, 2007, and 25% on December 12, 2008.
- These options vested in three installments as follows: 50% on February 20, 2008, 25% on February 20, 2009, and 25% on February 20, 2010.
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