Filing Details
- Accession Number:
- 0001181431-10-013708
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-03 12:00:00
- Reporting Period:
- 2010-02-12
- Filing Date:
- 2010-03-03
- Accepted Time:
- 2010-03-03 17:58:18
- Original Submission Date:
- 2010-02-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296378 | Dimitrios Dimitrelis | 1875 Charleston Rd. Mountain View CA 94043 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-02-12 | 313 | $12.00 | 20,213 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-12 | 784 | $18.10 | 20,997 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-12 | 4,696 | $19.83 | 25,693 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-12 | 6,207 | $23.94 | 31,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-12 | 12,000 | $51.26 | 19,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-02-16 | 1,552 | $21.41 | 21,452 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-16 | 3,406 | $33.72 | 24,858 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-02-16 | 1,042 | $6.04 | 25,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-02-16 | 3,000 | $52.75 | 22,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-02-16 | 3,000 | $53.08 | 19,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-12 | 313 | $0.00 | 313 | $12.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-12 | 784 | $0.00 | 784 | $18.10 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-12 | 4,696 | $0.00 | 5,891 | $19.83 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-12 | 6,207 | $0.00 | 15,000 | $23.94 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-16 | 1,552 | $0.00 | 1,552 | $21.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-16 | 1,776 | $0.00 | 2,268 | $33.72 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-16 | 1,042 | $0.00 | 1,042 | $6.04 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-02-16 | 1,630 | $0.00 | 4,107 | $33.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-07-09 | 2014-07-08 | No | 4 | M | Direct |
| 0 | 2006-10-10 | 2015-10-09 | No | 4 | M | Direct |
| 1,195 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 8,793 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2006-09-15 | 2015-09-14 | No | 4 | M | Direct |
| 492 | 2007-02-23 | 2016-02-22 | No | 4 | M | Direct |
| 0 | 2005-10-27 | 2014-10-26 | No | 4 | M | Direct |
| 2,477 | 2007-02-23 | 2016-02-23 | No | 4 | M | Direct |
Footnotes
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $51.25 to $51.32. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $52.00 to $52.94. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $53.00 to $53.24. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2009.
- The form 4 filed on Feburary 17, 2010 incorrectly reported the underlying amount of securities and number of derivative securities beneficially owned followed the reported transaction in columns 7 and 9, respectively. The correct amount for columns 7 and 9 for this reported transaction are 5,891 shares and 1,195 shares, respectively.
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