Filing Details
- Accession Number:
- 0001181431-10-017164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-18 13:00:00
- Reporting Period:
- 2010-03-17
- Filing Date:
- 2010-03-18
- Accepted Time:
- 2010-03-18 15:53:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1126813 | S Michael Bennett | C/O Solarwinds, Inc. 3711 S. Mopac Expy., Bldg Two Austin TX 78746 | Exercutive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-17 | 40,241 | $2.69 | 40,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-17 | 40,241 | $21.34 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-17 | 19,800 | $2.69 | 19,800 | No | 4 | M | Indirect | by LP |
| Common Stock | Disposition | 2010-03-17 | 19,800 | $21.34 | 0 | No | 4 | S | Indirect | by LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | by LP |
| No | 4 | S | Indirect | by LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-17 | 40,241 | $0.00 | 40,241 | $2.69 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-17 | 19,800 | $0.00 | 19,800 | $2.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,202,194 | 2016-07-26 | No | 4 | M | Direct | |
| 1,059,822 | 2016-07-26 | No | 4 | M | Indirect |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $21.22 to $21.58, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in footnotes (2) and (3) of this form.
- This transaction was executed in multiple trades at prices ranging from $21.2275 to $21.58, inclusive. The price reported above reflects the weighted average sale price.
- Vested options held by MSB Asset Management, LP. MSB Asset Management GP, LLC is the general partner of the MSB Asset Management, L.P. Mr. Bennett is the sole manager of MSB Asset Management GP, LLC, and by virtue of this relationship, may be deemed to have voting and dispositive power over the shares issuable upon the exercise of options held by MSB Asset Management, L.P. Mr. Bennett disclaims beneficial ownership of the shares issuable upon the exercise of options held by MSB Asset Management, L.P. except to the extent of his pecuniary interest therein.
- Vested options held by MSB Asset Management, LP. MSB Asset Management GP, LLC is the general partner of the MSB Asset Management, L.P. Mr. Bennett is the sole manager of MSB Asset Management GP, LLC, and by virtue of this relationship, may be deemed to have voting and dispositive power over the shares issuable upon the exercise of options held by MSB Asset Management, L.P. Mr. Bennett disclaims beneficial ownership of the shares issuable upon the exercise of options held by MSB Asset Management, L.P. except to the extent of his pecuniary interest therein.
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