Filing Details
- Accession Number:
- 0001209191-10-016718
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2009-10-14
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 17:51:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013238 | Aradigm Corp | ARDM | Electromedical & Electrotherapeutic Apparatus (3845) | 943133088 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438328 | Jeffery D Grimes | 3929 Point Eden Way Hayward CA 94545 | Vp Legal Affairs, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-10-14 | 13,803 | $0.18 | 351,012 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-01-08 | 6,350 | $0.17 | 344,662 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares sold to cover taxes upon vesting and release of shares issued pursuant to a Restricted Stock Award dated October 11, 2007 which vested in full on October 11, 2009.
- Amount reported includes shares subject to unvested Restricted Stock Awards.
- Includes 1 share acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 9/30/2009 at a prices of $0.12 per share, 62,501 shares acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 3/31/2009 at a prices of $0.12 per share, and 21,420 shares acquired by the reporting person pursuant to the issuer's Employee Stock Purchase Plan on 9/30/2008 at a prices of $0.33 per share
- Represents shares sold to cover taxes upon partial vesting and release of a Restricted Stock Award dated January 21, 2009 which vests as to 50% of the shares on January 1, 2010 and 50% of the shares on January 1, 2011