Filing Details
- Accession Number:
- 0000768835-10-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-09 12:00:00
- Reporting Period:
- 2010-03-05
- Filing Date:
- 2010-03-09
- Accepted Time:
- 2010-03-09 16:09:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
768835 | Big Lots Inc | BIG | Retail-Variety Stores (5331) | 061119097 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271897 | Charles John Martin | 300 Phillipi Road Columbus OH 43228 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-05 | 15,000 | $0.00 | 95,515 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-03-05 | 5,375 | $12.66 | 100,890 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-05 | 5,375 | $36.00 | 95,515 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-03-08 | 9,375 | $21.06 | 104,890 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-08 | 9,375 | $17.47 | 114,265 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-08 | 18,750 | $36.02 | 95,515 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Purchase Option | Acquisiton | 2010-03-05 | 40,000 | $0.00 | 40,000 | $35.92 |
Common Stock | Stock Purchase Option | Disposition | 2010-03-05 | 5,375 | $0.00 | 5,375 | $12.66 |
Common Stock | Stock Purchase Option | Disposition | 2010-03-08 | 9,375 | $0.00 | 9,375 | $21.06 |
Common Stock | Stock Purchase Option | Disposition | 2010-03-08 | 9,375 | $0.00 | 9,375 | $17.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2017-03-05 | No | 4 | A | Direct | |
0 | 2010-02-24 | 2013-02-24 | No | 4 | M | Direct |
18,750 | 2015-03-07 | No | 4 | M | Direct | |
28,125 | 2016-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 451 | Indirect | By 401 (k) Plan |
Footnotes
- The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $36.00 to $36.01. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $36.00 to $36.10. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- Common stock held under the Big Lots Savings Plan ("401(k) Plan"). This information is based on a 401(k) Plan report dated February 25, 2010.
- The Stock Purchase Option vests in four equal annual installments beginning on March 5, 2011.
- The date upon which the Stock Purchase Option became fully exercisable.
- The Stock Purchase Option vests in four equal annual installments beginning on March 7, 2009.
- The Stock Purchase Option vests in four equal annual installments beginning on March 6, 2010.