Filing Details
- Accession Number:
- 0001209191-10-016612
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 16:09:43
- Original Submission Date:
- 2010-03-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185929 | David Potts | 3871 Lakefield Drive Suwanee GA 30024 | Cfo/Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-09 | 2,957 | $0.00 | 56,847 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2010-03-11 | 2,957 | $12.11 | 53,890 | No | 4 | S | Direct | |
| Restricted Stock | Disposition | 2010-03-09 | 2,957 | $0.00 | 7,322 | No | 4 | C | Direct | |
| Restricted Stock | Disposition | 2010-03-09 | 2,182 | $12.05 | 5,140 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 5,224 | Direct | |
| Restricted Stock | 48,379 | Direct | |
| Restricted Stock | 46,250 | Direct | |
| Restricted Stock | 61,666 | Direct |
Footnotes
- Represents the vested portion of a restricted stock grant converting to common stock.
- Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 9, 2007.
- Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- Represents a restricted stock grant which vests annually in fourths beginning on April 30, 2007(the "vesting date") and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which vests annually in fourths on the anniversary of the grant date, which was March 28, 2008.
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which is in part performance based. 30,833 shares of the grant are guaranteed and will vest over a two year period. 0 to 30,833 of the grant is subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2011 and will vest on 1/31/2012.
Billionaire Hedge Funds
