Filing Details
- Accession Number:
- 0000717538-10-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-12 12:00:00
- Reporting Period:
- 2010-03-11
- Filing Date:
- 2010-03-12
- Accepted Time:
- 2010-03-12 15:57:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184685 | J John Murphy | 20264 Country Club Dr. Estero FL 33928 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-11 | 8,388 | $11.64 | 51,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-11 | 3,687 | $26.48 | 47,588 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-03-11 | 4,700 | $26.14 | 42,888 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2000-12-20 | 8,388 | $0.00 | 8,388 | $11.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-12-20 | 2010-12-20 | No | 4 | A | Direct |
Footnotes
- Shares surrendured by reporting person to issuer to pay the exercise price of the derivative security.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $26.08 to $26.25. The reporting person undertakes, upon request of the SEC, the issuer or shareholder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
