Filing Details

Accession Number:
0001179110-10-006180
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-31 13:00:00
Reporting Period:
2010-03-29
Filing Date:
2010-03-31
Accepted Time:
2010-03-31 16:40:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1167178 A123 Systems Inc. AONE Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 043583876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472306 C Evan Sanders C/O A123 Systems, Inc.
321 Arsenal Street
Watertown MA 02472
Vp Of Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-29 1,300 $5.15 1,300 No 4 M Direct
Common Stock Disposition 2010-03-29 1,300 $14.66 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-03-29 1,300 $0.00 1,300 $5.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
148,700 2008-03-12 2017-04-05 No 4 M Direct
Footnotes
  1. 25% of the shares subject to the option vest on this date, and 6.25% of the shares subject to the option vest quarterly thereafter until the option is fully vested.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.