Filing Details

Accession Number:
0001173879-10-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-01 13:00:00
Reporting Period:
2010-03-30
Filing Date:
2010-04-01
Accepted Time:
2010-04-01 19:11:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912463 Guess Inc GES Women's, Misses', Children's & Infants' Undergarments (2340) 953679695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173879 Paul Marciano C/O Guess?, Inc.
1444 South Alameda Street
Los Angeles CA 90021
Vice Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-30 100,000 $7.80 116,150 No 4 M Direct
Common Stock Acquisiton 2010-03-30 50,000 $8.68 166,150 No 4 M Direct
Common Stock Disposition 2010-03-30 125,000 $47.00 41,150 No 4 S Direct
Common Stock Disposition 2010-03-30 25,000 $47.10 16,150 No 4 S Direct
Common Stock Acquisiton 2010-04-01 200,000 $0.00 216,150 No 4 A Direct
Common Stock Disposition 2010-04-01 93,350 $47.20 122,800 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-30 100,000 $0.00 100,000 $7.80
Common Stock Employee Stock Option (right to buy) Disposition 2010-03-30 50,000 $0.00 50,000 $8.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-26 No 4 M Direct
0 2015-06-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,164,972 Indirect by MFH II, LLC
Common Stock 7,286,011 Indirect by Paul Marciano Trust
Common Stock 1,681,700 Indirect by NRG Capital Holdings, LLC
Common Stock 4,733 Indirect by JS GRAT
Common Stock 2,000,000 Indirect by G Financial Holdings, LLC
Footnotes
  1. Reflects changes in form of indirect ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
  2. Received upon achievement of previously established earnings per share growth target.
  3. Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
  4. Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
  5. Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
  6. Shares are held by JS GRAT, a grantor retained annuity trust of which the reporting person acts as investment advisor and has sole investment power.
  7. Share are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
  8. The option vested in full on 6/20/2005.
  9. This option vested in full on 12/31/08.