Filing Details
- Accession Number:
- 0001173879-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-01 13:00:00
- Reporting Period:
- 2010-03-30
- Filing Date:
- 2010-04-01
- Accepted Time:
- 2010-04-01 19:11:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173879 | Paul Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Vice Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-30 | 100,000 | $7.80 | 116,150 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-03-30 | 50,000 | $8.68 | 166,150 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-03-30 | 125,000 | $47.00 | 41,150 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-30 | 25,000 | $47.10 | 16,150 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-04-01 | 200,000 | $0.00 | 216,150 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-04-01 | 93,350 | $47.20 | 122,800 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-30 | 100,000 | $0.00 | 100,000 | $7.80 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-03-30 | 50,000 | $0.00 | 50,000 | $8.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-26 | No | 4 | M | Direct | |
0 | 2015-06-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,164,972 | Indirect | by MFH II, LLC |
Common Stock | 7,286,011 | Indirect | by Paul Marciano Trust |
Common Stock | 1,681,700 | Indirect | by NRG Capital Holdings, LLC |
Common Stock | 4,733 | Indirect | by JS GRAT |
Common Stock | 2,000,000 | Indirect | by G Financial Holdings, LLC |
Footnotes
- Reflects changes in form of indirect ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Received upon achievement of previously established earnings per share growth target.
- Shares are held by Marciano Financial Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by JS GRAT, a grantor retained annuity trust of which the reporting person acts as investment advisor and has sole investment power.
- Share are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
- The option vested in full on 6/20/2005.
- This option vested in full on 12/31/08.