Filing Details
- Accession Number:
- 0001140361-10-010440
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-05 12:00:00
- Reporting Period:
- 2010-03-03
- Filing Date:
- 2010-03-05
- Accepted Time:
- 2010-03-05 19:06:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350907 | Thoratec Corp | THOR | Electromedical & Electrotherapeutic Apparatus (3845) | 942340464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218700 | Lawrence Cohen | 6035 Stoneridge Drive Pleasanton CA 94588 | Division President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-03 | 4,643 | $0.00 | 32,329 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-03-04 | 20,000 | $12.45 | 52,329 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-04 | 20,000 | $30.50 | 32,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-03-03 | 13,929 | $0.00 | 13,929 | $29.81 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-03-04 | 20,000 | $0.00 | 20,000 | $12.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,929 | 2011-03-03 | 2020-03-03 | No | 4 | A | Direct |
| 47,387 | 2004-10-14 | 2014-04-14 | No | 4 | M | Direct |
Footnotes
- Options and restricted stock units were granted pursuant to the Company's equity incentive plan with no payments received for either.
- Represents restricted stock units. Each restricted stock unit represents a right to receive one share of Thoratec Corporation common stock upon vesting. The restricted stock units vest in four equal annual installments commencing one year after the grant date.
- Options vest in four equal annual installments commencing one year after the grant date.
- Options exercised and shares of Common Stock sold pursuant to a Sales Plan established by the Reporting Person on August 10, 2009, which Sales Plan is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- Options vest in six equal installments commencing 6 months after the grant date.
Billionaire Hedge Funds
