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Filing Details

Accession Number:: 0001181431-10-019116
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-03-31 13:00:00
Reporting Period:: 2010-03-29

Filing Date:: 2010-03-31
Accepted Time:: 2010-03-31 19:34:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1046341	J David Ryan	C/O Mission Ventures 11455 El Camino Real, Suite 450 San Diego CA 92130	No	No	Yes	No
1079422	F Robert Kibble	C/O Mission Ventures 11455 El Camino Real, Suite 450 San Diego CA 92130	No	No	Yes	No
1134638	Leo Spiegel	C/O Mission Ventures 11455 El Camino Real, Suite 450 San Diego CA 92130	No	No	Yes	No
1304238	Mission Ventures Iii Lp	11455 El Camino Real, Suite 450 San Diego CA 92130	No	No	Yes	No
1487110	E Edward Alexander	C/O Mission Ventures 11455 El Camino Real, Suite 450 San Diego CA 92130	Yes	No	Yes	No
1487111	Mission Ventures Affiliates Iii Lp	11455 El Camino Real, Suite 450 San Diego CA 92130	No	No	Yes	No
1487112	Mission Ventures Management Iii Llc	11455 El Camino Real, Suite 450 San Diego CA 92130	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock ($0.0001 Par Value)	Disposition	2010-03-29	3,137,481	$0.00	0	No	4	J	Indirect	See footnote
Common Stock ($0.0001 Par Value)	Disposition	2010-03-29	137,550	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock ($0.0001 Par Value)	Acquisiton	2010-03-29	327,995	$0.00	327,995	No	4	C	Indirect	See footnote
Class A Common Stock ($0.0001 Par Value)	Acquisiton	2010-03-29	14,380	$0.00	14,380	No	4	C	Indirect	See footnote
Class A Common Stock ($0.0001 Par Value)	Disposition	2010-03-29	327,995	$14.00	0	No	4	S	Indirect	See footnote
Class A Common Stock ($0.0001 Par Value)	Disposition	2010-03-29	14,380	$14.00	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock ($0.0001 Par Value)	Class B Common Stock (convertible into Class A Common Stock)	Acquisiton	2010-03-29	3,137,481	$0.00	3,137,481	$0.00
Class A Common Stock ($0.0001 Par Value)	Class B Common Stock (convertible into Class A Common Stock)	Acquisiton	2010-03-29	137,550	$0.00	137,550	$0.00
Class A Common Stock ($0.0001 Par Value)	Class B Common Stock (convertible into Class A Common Stock)	Disposition	2010-03-29	327,995	$0.00	327,995	$0.00
Class A Common Stock ($0.0001 Par Value)	Class B Common Stock (convertible into Class A Common Stock)	Disposition	2010-03-29	14,380	$0.00	14,380	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,137,481	No	4	J	Indirect
137,550	No	4	J	Indirect
2,809,486	No	4	C	Indirect
123,170	No	4	C	Indirect

Footnotes

Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock ($0.0001 par value) automatically converted into one share of Class B Common Stock ($0.0001 par value) immediately prior to the closing of the Registrant's initial public offering on March 29, 2010.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the Registrant's publicly traded stock registered under Section 12(b) of the Securities and Exchange Act of 1934, as amended, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
Shares held directly by Mission Ventures III, L.P. ("Mission Ventures"). Mission Ventures Management III, L.L.C. ("MVM III"), is the sole general partner of Mission Ventures and has voting and investment control over the shares held by Mission Ventures. MVM III disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. MVM III has a pecuniary interest in 1% of the total number of shares held by Mission Ventures in the Issuer. Edward E. Alexander, David Ryan, Robert Kibble and Leo Spiegel, the managing members of MVM III, may be deemed to possess voting and investment control over the shares held by Mission Ventures and may be deemed to have indirect beneficial ownership of the shares held by Mission Ventures. Such persons disclaim beneficial ownership of shares held by Mission Ventures except to the extent of any pecuniary interest therein.
Shares held directly by Mission Ventures Affiliates III, L.P. ("Mission Affiliates"). Mission Ventures Management III, L.L.C. ("MVM III"), is the sole general partner of Mission Affiliates and has voting and investment control over the shares held by Mission Ventures. MVM III disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. MVM III has a pecuniary interest in 1% of the total number of shares held by Mission Ventures in the Issuer. Edward E. Alexander, David Ryan, Robert Kibble and Leo Spiegel, the managing members of MVM III, may be deemed to possess voting and investment control over the shares held by Mission Affiliates and may be deemed to have indirect beneficial ownership of the shares held by Mission Affiliates. Such persons disclaim beneficial ownership of shares held by Mission Affiliates except to the extent of any pecuniary interest therein.
Each share of Class A Common Stock, which is the publicly traded stock, was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Persons.