Filing Details
- Accession Number:
- 0001179110-10-005567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 20:14:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063339 | G Richard Newman | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-15 | 37,500 | $10.39 | 324,263 | No | 4 | M | Indirect | by R&C Newman Revocable Trust |
Common Stock | Disposition | 2010-03-15 | 37,500 | $27.90 | 286,763 | No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Common Stock | Acquisiton | 2010-03-17 | 37,500 | $10.39 | 324,263 | No | 4 | M | Indirect | by R&C Newman Revocable Trust |
Common Stock | Disposition | 2010-03-17 | 37,500 | $28.90 | 286,763 | No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by R&C Newman Revocable Trust |
No | 4 | S | Indirect | by R&C Newman Revocable Trust |
No | 4 | M | Indirect | by R&C Newman Revocable Trust |
No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2010-03-15 | 37,500 | $0.00 | 37,500 | $10.39 |
Common Stock | Employee Stock Option | Disposition | 2010-03-17 | 37,500 | $0.00 | 37,500 | $10.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,500 | 2006-09-30 | 2011-02-02 | No | 4 | M | Indirect |
75,000 | 2006-09-30 | 2011-12-02 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 57,065 | Indirect | by R&C Newman Partnership LP |
Common Stock | 70,000 | Indirect | C&R Newman Family Foundation |
Common Stock | 668 | Indirect | by Fidelity Management Trust Company under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $9.76 | 2006-09-30 | 2010-11-20 | 324,000 | 324,000 | Indirect |
Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
Common Stock | Employee Stock Option | $9.76 | 2006-09-30 | 2010-11-20 | 36,000 | 36,000 | Indirect |
Common Stock | Restricted Stock Unit | $0.00 | 16,709 | 16,709 | Indirect | ||
Common Stock | Restricted Stock Unit | $0.00 | 5,624 | 5,624 | Indirect | ||
Common Stock | Common Stock Unit | $0.00 | 888,670 | 888,670 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-11-20 | 324,000 | 324,000 | Indirect |
2015-12-01 | 49,141 | 49,141 | Indirect |
2016-12-02 | 15,989 | 15,989 | Indirect |
2010-11-20 | 36,000 | 36,000 | Indirect |
16,709 | 16,709 | Indirect | |
5,624 | 5,624 | Indirect | |
888,670 | 888,670 | Direct |
Footnotes
- The sales is this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on Febraury 12, 2010.
- The option vests in three equal annual installments beginning on December 1, 2009.
- The option vests in three equal annual installments beginning on December 2, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in three equal annual installments beginning December 2009.
- The restricted stock units vest in three equal annual installments beginning December 2010.
- Each common stock unit is the economic equivalent of one share of AECOM common stock.