Filing Details
- Accession Number:
- 0001179110-10-005563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-17 13:00:00
- Reporting Period:
- 2010-03-15
- Filing Date:
- 2010-03-17
- Accepted Time:
- 2010-03-17 19:02:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1419579 | Anne-Marie Duliege | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-15 | 2,500 | $0.80 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-15 | 3,000 | $0.80 | 5,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-15 | 5,000 | $4.36 | 10,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-03-15 | 11,083 | $10.99 | 21,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-15 | 21,583 | $20.88 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-16 | 2,500 | $0.80 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-16 | 2,500 | $20.96 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-15 | 2,500 | $0.00 | 2,500 | $0.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-15 | 3,000 | $0.00 | 3,000 | $0.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-15 | 5,000 | $0.00 | 5,000 | $4.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-15 | 11,083 | $0.00 | 11,083 | $10.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-03-16 | 2,500 | $0.00 | 2,500 | $0.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2014-08-04 | No | 4 | M | Direct | |
| 0 | 2014-12-14 | No | 4 | M | Direct | |
| 5,000 | 2016-02-09 | No | 4 | M | Direct | |
| 26,917 | 2019-01-14 | No | 4 | M | Direct | |
| 0 | 2014-08-04 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 Plans.
- The shares were sold at prices between $20.80 and $20.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each price.
- The option is immediately exercisable, but subject to the following vesting schedule: 1/4th of the shares vest one year after the vesting commencement date; the balance of the shares vest in a series of thirty-six (36) successive equal monthly installments measured from the first anniversary of the vesting commencement date.
- The option is immediately exercisable but subject to the following vesting schedule: The shares vest in a series of forty-eight (48) successive equal monthly installments over a four year period measured from the vesting commencement date.
- The shares issuable pursuant to the option vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2009.
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