Filing Details
- Accession Number:
- 0001144204-10-013680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-16 13:00:00
- Reporting Period:
- 2010-03-12
- Filing Date:
- 2010-03-16
- Accepted Time:
- 2010-03-16 09:24:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No | |
1345523 | Riley Investment Management Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA US 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-03-15 | 30,000 | $5.42 | 760,655 | No | 4 | P | Indirect | Footnote 1 |
Common Stock | Acquisiton | 2010-03-15 | 20,764 | $5.42 | 1,403,663 | No | 4 | P | Indirect | Footnote 2 |
Common Stock | Acquisiton | 2010-03-12 | 33,400 | $5.44 | 69,470 | No | 4 | P | Indirect | Footnote 5 |
Common Stock | Acquisiton | 2010-03-12 | 44,000 | $5.41 | 48,000 | No | 4 | P | Indirect | Footnote 7 |
Common Stock | Acquisiton | 2010-03-15 | 2,600 | $5.44 | 72,070 | No | 4 | P | Indirect | Footnote 5 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Footnote 1 |
No | 4 | P | Indirect | Footnote 2 |
No | 4 | P | Indirect | Footnote 5 |
No | 4 | P | Indirect | Footnote 7 |
No | 4 | P | Indirect | Footnote 5 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 81,890 | Indirect | Footnote 3 |
Common Stock | 75,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $5.80 | 2008-12-04 | 2017-12-04 | 10,000 | 10,000 | Direct |
Common Stock | Stock Options | $3.59 | 2010-05-12 | 2019-05-12 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-04 | 10,000 | 10,000 | Direct |
2019-05-12 | 20,000 | 20,000 | Direct |
Footnotes
- Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P.
- Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts of advisory clients.
- Sole indirect equity owner of B. Riley and Co., LLC.
- Option vests in three equal installments over three years, beginning on the first anniversary of the grant date.
- Trustee of the B. Riley and Co. Retirement Trust
- Option vests fully on the first anniversary of the grant date.
- Held in custodial accounts for Mr. Riley's children where Mr. Riley is the custodian.
- Joint account with Spouse.