Filing Details
- Accession Number:
- 0001140361-10-010383
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-03-05 12:00:00
- Reporting Period:
- 2010-02-25
- Filing Date:
- 2010-03-05
- Accepted Time:
- 2010-03-05 17:21:33
- Original Submission Date:
- 2010-03-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1063494 | Kbw Inc. | KBW | Security Brokers, Dealers & Flotation Companies (6211) | 134055775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234323 | M Christopher Condron | C/O Kbw, Inc. 787 Seventh Ave. New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-02-25 | 600 | $24.00 | 18,490 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The Form 4 filed on March 1, 2010, to which this amendment relates, reflected a purchase by the reporting person of 1,400 shares on February 25, 2010. The reporting person actually purchased 2,000 shares on such date and directly beneficially owned 18,490 shares following such transaction.