Filing Details
- Accession Number:
- 0001140361-10-013530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-24 13:00:00
- Reporting Period:
- 2010-03-22
- Filing Date:
- 2010-03-24
- Accepted Time:
- 2010-03-24 17:50:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3673 | Allegheny Energy Inc | AYE | Electric Services (4911) | 135531602 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428312 | D Christopher Pappas | C/O Allegheny Energy, Inc. 800 Cabin Hill Drive Greensburg PA 15601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.25 Par Value | Acquisiton | 2010-03-22 | 45 | $0.00 | 10,169 | No | 4 | A | Direct | |
Common Stock, $1.25 Par Value | Acquisiton | 2010-03-22 | 27 | $23.26 | 10,196 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Acquisiton | 2010-03-22 | 9 | $0.00 | 9 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,468 | No | 4 | A | Direct |
Footnotes
- Issued in connection with the payment of a dividend on the Issuer's common stock, par value $1.25 per share (the "Common Stock") with respect to shares of Common Stock that Mr. Pappas has elected to defer under the Issuer's Revised Plan for Deferral of Compensation of Directors.
- Purchased pursuant to a pre-existing, written arrangement for the reinvestment of dividends.
- Under the Issuer's Revised Plan for Deferral of Compensation of Directors, non-employee members of the Issuer's Board of Directors (the "Board") may elect to defer receipt of all or a part of the cash portion of the director fees to which they become entitled in connection with their service on the Board and may opt to invest all or a portion of any such deferred amounts into a phantom stock fund maintained by the Issuer. Mr. Pappas previously elected to defer receipt of all of the cash portion of the fees payable to her and to invest such deferred amounts in the Issuer's phantom stock fund. Dividends on such deferred amounts are paid in additional units of phantom stock.
- Each unit of phantom stock is the economic equivalent of one share of Common Stock. The units of phantom stock are payable in cash upon the terminatino of Mr. Pappas's service on the Board.