Filing Details
- Accession Number:
- 0001144204-10-012927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-11 12:00:00
- Reporting Period:
- 2010-03-09
- Filing Date:
- 2010-03-11
- Accepted Time:
- 2010-03-11 21:01:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Business Services, Nec (7389) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434181 | Joseph James Dicso | C/O Liveperson, Inc. 462 Seventh Avenue, 3Rd Floor New York NY 10018 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-09 | 25,000 | $3.16 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-09 | 25,000 | $8.10 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-03-09 | 25,000 | $3.45 | 35,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-03-09 | 25,000 | $8.10 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-03-09 | 25,000 | $0.00 | 25,000 | $3.16 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-03-09 | 25,000 | $0.00 | 25,000 | $3.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2015-07-22 | No | 4 | M | Direct | |
| 25,000 | 2018-02-22 | No | 4 | M | Direct |
Footnotes
- The options are fully vested and currently exercisable.
- This grant is comprised of (a) a non-qualified stock option for 30,834 shares, of which 21,667 shares are vested and currently exercisable, and 9,167 shares become exercisable on February 22, 2011, and (b) an incentive stock option for 19,166 shares, of which 3,333 are vested and currently exercisable, 3,333 shares become exercisable on February 22, 2011, and 12,500 shares become exercisable on February 22, 2012.
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