Filing Details
- Accession Number:
- 0000919574-10-002810
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-03-31 13:00:00
- Reporting Period:
- 2010-03-29
- Filing Date:
- 2010-03-31
- Accepted Time:
- 2010-03-31 17:43:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1325460 | Ats Corp | ATCT | Services-Management Consulting Services (8742) | 113747950 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222051 | Ltd Fund Master Capital Lc | C/O Trident Fund Services (Bvi) Limited Po Box 146, Waterfront Dr, Wickhams Cay Road Town, Tortola D8 00000 | No | No | Yes | No | |
1260818 | Steven Lampe | C/O Lampe, Conway &Amp; Co. Llc 680 Fifth Avenue, Suite 1202 New York NY 10019 | No | No | Yes | No | |
1299904 | F Richard Conway | C/O Lampe, Conway &Amp; Co. Llc 680 Fifth Avenue, Suite 1202 New York NY 10019 | No | No | Yes | No | |
1299982 | Lampe, Conway & Co. Llc | 680 Fifth Avenue, Suite 1202 New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-03-29 | 150,000 | $3.00 | 331,000 | No | 4 | S | Indirect | By: LC Capital / Capital Z SPV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: LC Capital / Capital Z SPV, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,354,336 | Indirect | Footnote |
Footnotes
- These securities are owned by LC Capital / Capital Z SPV, L.P. These securities may be deemed to be beneficially owned by Lampe, Conway & Co., LLC, theinvestment manager of LC Capital / Capital Z SPV, L.P., Steven G. Lampe, a managing member of Lampe, Conway & Co., LLC and Richard F. Conway, a managingmember of Lampe, Conway & Co., LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or itspecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes ofSection 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are owned by LC Capital Master Fund, Ltd., which is a Reporting Person. These securities may be deemed to be beneficially owned by Lampe,Conway & Co., LLC, the investment manager of LC Capital Master Fund, Ltd., Steven G. Lampe, a managing member of Lampe, Conway & Co., LLC and Richard F.Conway, a managing member of Lampe, Conway & Co., LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to theextent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities forpurposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.