Filing Details

Accession Number:
0001209191-10-017613
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-03-17 13:00:00
Reporting Period:
2010-03-15
Filing Date:
2010-03-17
Accepted Time:
2010-03-17 16:40:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
824068 Ats Medical Inc ATSI Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 411595629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437376 Thaddeus Coffindaffer 3905 Annapolis Lane N.
Plymouth MN 55447
Vice President Of Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-15 49,761 $0.00 167,573 No 4 M Direct
Common Stock Disposition 2010-03-16 3,580 $2.53 163,993 No 4 S Direct
Common Stock Disposition 2010-03-16 4,748 $2.53 159,245 No 4 S Direct
Common Stock Disposition 2010-03-16 1,256 $2.53 157,989 No 4 S Direct
Common Stock Disposition 2010-03-16 5,017 $2.53 152,972 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-03-15 15,000 $0.00 45,000 $0.00
Common Stock Restricted Stock Units Disposition 2010-03-15 4,022 $0.00 12,066 $0.00
Common Stock Restricted Stock Units Disposition 2010-03-15 17,526 $0.00 70,103 $0.00
Common Stock Restricted Stock Unit Disposition 2010-03-15 13,213 $0.00 60,665 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2008-03-15 2012-03-15 No 4 M Direct
8,044 2008-03-15 2012-03-15 No 4 M Direct
52,577 2009-03-15 2013-03-15 No 4 M Direct
52,852 2010-03-15 2014-03-15 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.36 2013-08-06 100,000 100,000 Direct
Common Stock Stock Option (Right to Buy) $3.80 2013-10-28 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $3.80 2013-12-19 20,000 20,000 Direct
Common Stock Restricted Stock Units $0.00 2007-01-10 2011-01-10 4,000 4,000 Direct
Common Stock Restricted Stock Units $0.00 2009-07-30 2013-07-30 4,000 40,000 Direct
Common Stock Restricted Stock Units $0.00 2011-03-01 2015-03-01 53,410 53,410 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-08-06 100,000 100,000 Direct
2013-10-28 5,000 5,000 Direct
2013-12-19 20,000 20,000 Direct
2011-01-10 4,000 4,000 Direct
2013-07-30 4,000 40,000 Direct
2015-03-01 53,410 53,410 Direct
Footnotes
  1. Includes shares held in Employee Stock Purchase Plan as of a plan date of April 30, 2009.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2009.
  3. Fully vested.
  4. 1 unit for 1 share of Common Stock
  5. Vests in 20% annual cumulative installments beginning the date shown.
  6. Represents last vesting date.
  7. Vests in 25% annual cumulative installments beginning the date shown.
  8. Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.